Links
1. Order Enrollment Online
2. DRIP Enrollment Order form
3. W-9 Form for US Taxpayers
4. W-8BEN Form for Non-US citizens
5. Privacy Notice
6. Contact us
7. BrokerCheck

*Temper of the Times Investor Services, Inc. is a member of FINRA, www.finra.org, and SIPC., www.sipc.org

Procedures for Opening a New Direct Investment Plan (DRIP) Account.
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

What this means for you: When you submit your order to open a DRIP account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. If this information is not provided,
we may not be able to carry out any transactions for you, or to honor your DRIP account enrollment request.

ATTENTION: International clients-when paying through PayPal for your DRIP orders please add on 3% of your total DRIP order amount to funds sent to Temper to compensate the firm for PayPal processing fee levied by PayPal on the firm upon transfer of your funds to us.

The Temper Enrollment Services:
Provides enrollment in over 1,000 companies that offer DRIP plans.

Temper Enrollment Services terms are as follows:

1. All checks for DRIP orders should be made payable to Temper Enrollment Services.

2. To Register:

• Enter your full name, date of birth, street address, and Social Secuirty Number (proof if your first name is actually an initial). (Non-U.S. citizens without taxpayer ID, please provide a copy of passport personal data page OR government-issued identification card). * US citizens: please provide copy of US passport personal data page or copy of driver license. Please, either scan your ID document and email it to us as an attachment to lbarenboim@moneypaper.com (copy to byronp@moneypaper.com), or fax it to us at 914-921-9318.

• If other than single registration, indicate the proper form of registration. For example, JT TEN for joint tenancy accounts, where the surviving tenant receives the property automatically. Temper Enrollment Services may not recommend the type of registration. Please seek competent advice before providing us with the type of registration you desire.

• In custodial accounts under the Uniform Gift to Minors Act, name the adult first as custodian and indicate the state: "John Doe, cust. for Jane Doe under NY UTMA." Provide Social Security Number and date of birth for both the custodian and the child.

• For living trust agreements and pension plans, be sure to indicate the date: "In trust for Robert Doe under Trust Agreement dated____." Also a copy of the first and last page of the plan/trust should be sent to Temper.

• For registrations involving corporations, partnerships, or investment clubs, be sure to include the full name of the entity. Please send proof of the entity's existence, such as a certified copy of the certificate of incorporation, partnership agreement, or investment club agreement.

• We cannot accept TOD (Transfer of Death) registrations. We cannot accept orders from residents of Puerto Rico, US Virgin Islands, Guam or American Samoa.

• The following do not allow Tenants by Entirety registrations: AL, AZ, CA, CO, CT, GA, ID, IL, IN, IA, KS, LA, ME, MN, MT, NE, NV, NH, NM, NY, NC, ND, OH, OR, SC, SD, TX, UT, WA, and WI.

• The following do not allow Community Property registrations: AL, AK, AR, CO, CT, DE, DC, FL, GA, HI, IL, IN, IA, KS, KY, ME, MD, MA, MI, MN, MS, MO, MT, NE, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, UT, VT, VA, WV, WI, WY, and DC.

3. We acknowledge your order immediately and accept orders until 12 P.M. EST on the last business day of the month. Any corrections to your orders or cancelations of your order must be submited to us by email or by regular mail no later than the second business day after the enrollment month is closed.

4. You must order at least the minimum number of shares needed to qualify for the plan. Usually, it is one share.

5. Dividends will be paid to you directly by each company's transfer agent in line with applicable record date(s) for any such corresponding dividend(s) that will correspond to date(s) after the date your DRIP account will have been opened. Any dividends with record dates falling on calendar dates during the period beginning with acceptance of your DRIP account order by Temper Enrollment Services and ending on the date your DRIP account will have been established at the corresponding transfer agent as registered in your name, will be retained by Temper Enrollment Services as additional income.

6. Shares are purchased through a broker.

a. The Temper Enrollment Services is not responsible for the quality of your choice of investments, nor is it responsible for the operations of the company or its direct investment plan. The Temper Enrollment Service acts as Riskless Principal to execute your orders. If your order can not be executed for any reason, you will be sent a full refund.

DISCLOSURE: CUSTOMERS MUST DO THEIR OWN RESEARCH IN ORDER TO DETERMINE SUITABILITY OF SUCH AN INVESTMENT AS IT RELATES TO THEIR PERSONAL AND FINANCIAL CIRCUMSTANCES. TEMPER OF THE TIMES HEREBY DOES NOT MAKE ANY RECOMMENDATIONS AND CONVEYS NO JUDGMENT AS TO MERITS OF INVESTING IN ANY SECURITY.

Although the situation does not arise often, a company may file for bankruptcy and/or discontinue its plan after the shares you ordered were purchased. Under those circumstances, you will be charged the amount that was paid for the stock on your behalf and a certificate for the shares will be sent to you, the cost of issuance of such a stock certificate will be borne by you.

b. The Securities and Exchange Commission requires that all broker-dealers advise customers of the broker's practice with respect to payment for order flow. Payment for order flow includes any monetary payment, service, property, or other benefit that results in remuneration, compensation, or consideration to a broker-dealer from a broker-dealer. Temper does not receive any payment for order flow.

c. Temper closes its entry system for new orders on the last business day of the month at 12 P.M. EST. Stock(s) are purchased on or about the 5th-7th of the following month, and the DRIP enrollment process should be completed approximately four weeks thereafter.

7. Refunds of overpayments are issued with the final statement. Please note that we do not process overpayments of less than $20 as a matter of corporate policy. We may, however, act on your individual request to process overpayments of less than $20, and may issue such an overpayment refund as a matter of corporate business courtesy.

8. W-9 Forms and Enrollment Cards will be sent to you if you are using the Temper Enrollment Services to become enrolled in the following companies: AFLAC, BB&T Corp., Brown-Forman Corp., Cincinnati Financial Corp., Collectors Universe, Cummins Inc., Eaton Corp., Exxon Mobil, 3M Co., Norfolk Southern Corp., Otter Tail Corp., Polaris Industries Inc., Sherwin Williams Co., Senior Housing Properties Trust, Unilever N.V. W-9 forms and enrollment cards will be mailed to you by us after your DRIP order(s) were accepted by us for processing with these companies. You should sign and return the W-9 form and/or an enrollment card to us at your earliest convinience.

To obtain W-9 forms or enrollment cards, call 800-388-9993, or contact the Temper Enrollment Services by mail at P.O. BOX 461, Rye, NY 10580.

9. Any controversy that may develop relevant to this enrollment shall be submitted to arbitration. Such arbitration shall be conducted in New York, N.Y., by the Financial Industry Regulatory Authority, Inc. in accordance with its rules in effect.

All Inquiries: call 800-388-9993 / 914-925-0022, or email: lbarenboim@moneypaper.com


Temper of the Times Investor Services, Inc.
P.O. BOX 461, Rye, NY 10580
Phone: (800) 388-9993, (914) 925-0022 Fax: (914) 921-9318

Account Information | Privacy Notice | TemperFinancial Statement

Enrolling in DRIPs: The Temper Enrollment Services is provided by Temper of the Times Investor Services, Inc., ("Temper") a registered broker dealer, member FINRA, www.finra.org, SIPC. Temper does not make investment recommendations, nor does it make a market in any securities. Moneypaper Publications LLC. is the publisher of The Moneypaper, Direct Investing, and The Guide to Direct Investment Plans. The Moneypaper and Temper are affiliated companies.

Business Continuity Plan: Orders accepted by Temper of the Times Investor Services Inc. are backed up at two locations off site nightly. If something were to happen to Temper’s principal location, we would be able to access all our customer information at a new location. Once your DRIP account is open at the transfer agent for the company you ordered, you are no longer an active customer of the Temper Enrollment Services, although we do keep a record of the orders we fulfill for you. In case of an emergency and the office telephone number is inoperative, call the following number: 917-432-8618. For a detailed copy of the Business Continuity Plan, Click Here.

Service Fee Issues: If for some reason, the service fee is not computed correctly, contact us at 800-388-9993 or Email: lbarenboim@moneypaper.com