of the Times Investor
Services,Inc. is a member of
FINRA, www.finra.org, and SIPC., www.sipc.org
for Opening a New Direct Investment Plan (DRIP) Account.
To help the government fight the
funding of terrorism and money laundering activities, Federal law
requires all financial institutions to obtain, verify, and record
information that identifies each person who opens an account.
What this means for you:
When you submit your order to open a DRIP account, we will ask for your name, address, date
of birth, and other information that will allow us to identify you.
We may also ask to see your driver's license or other identifying
documents. If this information is not provided,
we may not be able to carry out any transactions for you, or to honor your DRIP account enrollment request.
The Temper Enrollment Service:
Provides enrollment in over 1,000 companies that offer DRIP plans.
Temper Enrollment Service terms are as follows:
1. All checks for DRIP orders should be made payable to Temper
2. To Register:
• Enter your full name, date of birth, street address,
and Social Secuirty Number (proof if your first name is actually
an initial). (Non-U.S. citizens without taxpayer ID, please provide a copy of
passport personal data page OR alien identification
card). * US citizens: please provide copy of US passport personal data page or copy of driver license. Please, either scan your iD document and email it to us as an attachment to email@example.com (copy to firstname.lastname@example.org), or fax it to us at 914-921-9318.
• If other than single registration,
indicate the proper form of registration. For example,
JT TEN for joint tenancy accounts, where the surviving tenant
receives the property automatically.
• In custodial accounts
under the Uniform Gift to Minors Act, name the adult first as
custodian and indicate the state: "John Doe, cust. for Jane Doe
under NY UTMA." Provide Social Security Number and date of birth
for both the custodian and the child.
• For living trust agreements
and pension plans, be sure to indicate the date: "In trust for
Robert Doe under Trust Agreement dated____." Also a copy of the
first and last page of the plan/trust should be sent to
• For registrations involving
corporations, partnerships, or investment clubs, be sure to
include the full name of the entity. Please send proof of the
entity's existence, such as a certified copy of the certificate
of incorporation, partnership agreement, or investment club
• We cannot accept
TOD (Transfer of Death) registrations. We cannot accept orders
from residents of Puerto Rico, US Virgin Islands, Guam or American Samoa.
• The following do not allow
Tenants by Entirety registrations: AL, AZ, CA, CO, CT, GA, ID,
IL, IN, IA, KS, LA, ME, MN, MT, NE, NV, NH, NM, NY, NC, ND, OH,
OR, SC, SD, TX, UT, WA, and WI.
• The following do not allow
Community Property registrations: AL, AK, AR, CO, CT, DE, DC,
FL, GA, HI, IL, IN, IA, KS, KY, ME, MD, MA, MI, MN, MS, MO, MT,
NE, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, UT, VT,
VA, WV, WI, WY, and DC.
3. We acknowledge your order immediately
and accept orders until 5P.M. EST on the last day of the month.
Any corrections must arrive at our office no later than the fifth business day after the enrollment
month is closed.
4. You must order at least the
minimum number of shares needed to qualify for the plan. Usually, it is one share.
will be paid to you directly by each company's
transfer agent. In line with applicable record date(s) for any such corresponding dividend(s), that will correspond to date(s) after the date your DRIP account will have been opened.
6. Shares are purchased
through a broker.
a. The Temper
Enrollment Service is not responsible for the quality of your
choice of investments, nor is it responsible for the operations
of the company or its direct investment plan. The Temper Enrollment
Service acts as Riskless Principal to execute your orders.
the situation does not arise often, a company may file for bankruptcy
and/or discontinue its plan after the shares you ordered were
purchased. Under those circumstances, you will be charged the
amount that was paid for the stock on your behalf and a certificate
for the shares will be sent to you, the cost of issuance of such a stock certificate will be borne by you. However, if your order can
not be executed for any reason, you will be sent a full refund.
To reduce the chance of plan
closures, we do not accept orders for shares that sell for
less than $5.
b. The Securities and
Exchange Commission requires that all broker-dealers advise customers
of the broker's practice with respect to payment for order flow.
Payment for order flow includes any monetary payment, service,
property, or other benefit that results in remuneration, compensation,
or consideration to a broker-dealer from a broker-dealer. Temper
does not receive any payment for order flow.
c. Temper closes
its entry system for new orders on the last day of the month.
Stock are purchased on or about the 7th of the following
and the DRIP enrollment process should be completed four weeks
7. Refunds of overpayments are issued with the final statement.
Please note that we do not process overpayments of less
than $25 as a matter of corporate policy. We may, however, act on your individual request to process overpayments of less than $25, and may issue such an overpayment refund as a matter of corporate business courtesy.
Forms and Enrollment Cards will be sent to you if you are using
the Temper Enrollment Service to become enrolled in Southern Co.,
AFLAC, Otter Tail, ExxonMobil, and ZION Bancorp. You should sign
and return the W-9 form and/or an enrollment card along with your
enrollment order form.
To obtain W-9 forms or enrollment
cards, call 800-388-9993, or contact the Temper Enrollment Service
by mail at P.O. BOX 461, Rye, NY 10580.
9. Any controversy that
may develop relevant to this enrollment shall be submitted to arbitration.
Such arbitration shall be conducted in New York, N.Y., by the Financial Industry Regulatory Authority, Inc. in accordance with its
rules in effect.
or email: email@example.com