If this information is not provided,
we may not be able to open an account or carry out
transactions for you.
The Temper Enrollment Service:
Provides enrollment in over 1,000 companies that offer DRIP plans.
Temper Enrollments terms are as follows:
1. All checks for stock orders should be made payable to Temper
of the Times.
2. To Register:
• Enter your full name, date of birth, street address,
and Social Secuirty Number (proof if your first name is actually
an initial). (Non-U.S. citizens without taxpayer ID, please provide
passport number AND country of issuance OR alien identification
• If other than single registration,
indicate the proper form of registration. For example,
JT TEN for joint tenancy accounts, where the surviving tenant
receives the property automatically.
• In custodial accounts
under the Uniform Gift to Minors Act, name the adult first as
custodian and indicate the state: "John Doe, cust. for Jane Doe
under NY UTMA." Provide Social Security Number and date of birth
for both the custodian and child.
• For living trust agreements
and pension plans, be sure to indicate the date: "In trust for
Robert Doe under Trust Agreement dated____." Also a copy of the
first and last page of the plan/trust should be sent back to
• For registrations involving
corporations, partnerships, or investment clubs, be sure to
include the full name of the entity. Please send proof of the
entity's existence, such as a certified copy of the certificate
of incorporation, partnership agreement, or investment club
• We cannot accept
TOD (Transfer of Death) registrations. We cannot accept orders
from residents of Puerto Rico.
• The following do not allow
Tenants by Entirety registrations: AL, AZ, CA, CO, CT, GA, ID,
IL, IN, IA, KS, LA, ME, MN, MT, NE, NV, NH, NM, NY, NC, ND, OH,
OR, SC, SD, TX, UT, WA, and WI.
• The following do not allow
Community Property registrations: AL, AK, AR, CO, CT, DE, DC,
FL, GA, HI, IL, IN, IA, KS, KY, ME, MD, MA, MI, MN, MS, MO, MT,
NE, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, UT, VT,
VA, WV, WI, WY, and DC.
3. We acknowledge your order immediately
and accept orders until 12 noon on the last day of the month.
Any corrections must arrive no later than one week after the
month is closed.
4. You must order at least the
minimum number of shares needed to qualify for the plan. However,
you can order more than the minimum, up to 100 shares per company.
will be paid to you directly by each company's
transfer agent. If a dividend was paid after we charged your account
but before your account was opened by the transfer agent, such
dividends will be donated to charity annually.
6. Shares are purchased
through a broker.
Enrollment Service is not responsible for the quality of your
choice of investments, nor is it responsible for the operations
of the company or its direct investment plan. The Enrollment
Service acts as Riskless Principal to execute your orders.
the situation does not arise often, a company may file for bankruptcy
and/or discontinue its plan after the shares you ordered were
purchased. Under those circumstances, you will be charged the
amount that was paid for the stock on your behalf and a certificate
for the shares will be sent to you. However, if your order can
not be executed for any reason, you will be sent a full refund.
To reduce the chance of plan
closures, we do not accept orders for shares that sell for
less than $5.
b. The Securities and
Exchange Commission requires that all broker-dealers advise customers
of the broker's practice with respect to payment for order flow.
Payment for order flow includes any monetary payment, service,
property, or other benefit that results in remuneration, compensation,
or consideration to a broker-dealer from a broker-dealer. Temper
does not receive any payment for order flow.
c. Temper closes
its entry system for new orders on the last day of the month.
Stock are purchased on or about the 10th of the following
and the DRIP enrollment process should be completed four weeks
7. Refunds of overpayments are issued with the final statement.
Please note that we do not issue checks for overpayments of less
than $3, which will be donated to charity.
Forms and Enrollment Cards will be sent to you if you are using
the Temper Enrollment Service to become enrolled in Southern Co.,
AFLAC, Otter Tail, ExxonMobil, and ZION Bancorp, you should sign
and return the W-9 form and/or an enrollment card along with your
To obtain W-9 forms or enrollment
cards, call 800-388-9993, or contact the Temper Enrollment Service
by mail at P.O. BOX 461, Rye, NY 10580.
9. Any controversy that
may develop relevant to this enrollment shall be submitted to arbitration.
Such arbitration shall be conducted in New York, N.Y., by the National
Association of Securities Dealers, Inc. in accordance with its
rules in effect.
or email: email@example.com